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Can Broker companies listed in CSE?

3 posters

Go down  Message [Page 1 of 1]

1Can Broker companies listed in CSE? Empty Can Broker companies listed in CSE? Sun Jul 31, 2011 10:12 am

ISURU

ISURU
Senior Manager - Equity Analytics
Senior Manager - Equity Analytics

Can Stock Broker companies listed in CSE?

2Can Broker companies listed in CSE? Empty Re: Can Broker companies listed in CSE? Sun Jul 31, 2011 10:18 am

windi5

windi5
Moderator
Moderator

Wow niyameta thiyei.Horage ammagen pena ahuwa wage

3Can Broker companies listed in CSE? Empty Re: Can Broker companies listed in CSE? Sun Jul 31, 2011 10:28 am

ISURU

ISURU
Senior Manager - Equity Analytics
Senior Manager - Equity Analytics

windi5 wrote:Wow niyameta thiyei.Horage ammagen pena ahuwa wage
lol!
Meaning are there any regulatory barriers?

4Can Broker companies listed in CSE? Empty Re: Can Broker companies listed in CSE? Sun Jul 31, 2011 10:31 am

windi5

windi5
Moderator
Moderator

Then they have to publish there accounts too.a good idea,If can

5Can Broker companies listed in CSE? Empty Re: Can Broker companies listed in CSE? Sun Jul 31, 2011 10:48 am

mark

mark
Expert
Expert

*CSE is registered under companies act as a "company by guarantee",broker companies are the members of CSE,All members are corporate entities and some are subsidiaries of large financial institutions

* broker companies are professionals,by being listed there will be issues.
*as per companies act,it is prohibited to issue shares or other securities to public

so broker companies cant be listed

not much sure,but this is according to my knowledge scratch

6Can Broker companies listed in CSE? Empty Re: Can Broker companies listed in CSE? Sun Jul 31, 2011 10:50 am

ISURU

ISURU
Senior Manager - Equity Analytics
Senior Manager - Equity Analytics

mark wrote:*CSE is registered under companies act as a "company by guarantee",broker companies are the members of CSE,All members are corporate entities and some are subsidiaries of large financial institutions

* broker companies are professionals,by being listed there will be issues.
*as per companies act,it is prohibited to issue shares or other securities to public

so broker companies cant be listed

not much sure,but this is according to my knowledge scratch
Thanks mark!

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