20+ Investment Advisors are getting warning letters.

Teller · 1 20+ Investment Advisors are getting warning letters. Tue Jul 02, 2013 9:28 pm

Teller

Moderator

Posts : 5640
Equity Stars : 17326
Reputation : 232
Join date : 2013-06-25
Location : Abhudhabi

My newest information sources reveal that 20+ investment Advisors are getting warring letters from their employers due to lack of performances .trainee investment advisors,investment Advisors,branch managers are among with them from leading brokering firms in sri Lanka.some firms have been graded 1-7 according to turn over basis.how ever these advisors believe a lot that market may down so far and away from regular trading to protect their clients money. But some brokering firm,s managements are setting higher broker turnover to these employees. Also the firms are giving some deadlines to their employees to achieve targets if doesn't so they are compelled to resign . The. Tragedy situation is that some managements are presenting commissions basis payment only and no take home salary monthly. What ever it seems most of. Investment advisors are in stress and looking for new employments. These unnecessary targets may lead our investors funds towards to loose. The time has come to make full attention on your investment accounts on unauthorized BUY or SELL. happy trading.

KDDND

KDDND

Assistant Vice President - Equity Analytics

Posts : 724
Equity Stars : 6191
Reputation : 14
Join date : 2012-09-14

Teller wrote:My newest information sources reveal that 20+ investment Advisors are getting warring letters from their employers due to lack of performances .trainee investment advisors,investment Advisors,branch managers are among with them from leading brokering firms in sri Lanka.some firms have been graded 1-7 according to turn over basis.how ever these advisors believe a lot that market may down so far and away from regular trading to protect their clients money. But some brokering firm,s managements are setting higher broker turnover to these employees. Also the firms are giving some deadlines to their employees to achieve targets if doesn't so they are compelled to resign . The. Tragedy situation is that some managements are presenting commissions basis payment only and no take home salary monthly. What ever it seems most of. Investment advisors are in stress and looking for new employments. These unnecessary targets may lead our investors funds towards to loose. The time has come to make full attention on your investment accounts on unauthorized BUY or SELL. happy trading.

Soooooooooooooooooo.............

Better not to thrust the words of ....

Investment Advisers,
Branch managers,
Brokers,
or smiler positions.................

rainmaker

rainmaker

Assistant Vice President - Equity Analytics

Posts : 914
Equity Stars : 6433
Reputation : 45
Join date : 2013-02-06

Some of them are models .... no not finance model Razz

ccsentha

ccsentha

Vice President - Equity Analytics

Posts : 1021
Equity Stars : 6469
Reputation : 20
Join date : 2011-04-22

How to identify whether the broker has made un-authorized selling/buying?

can they manipulate and stop the statement coming from the broker firm?

monthly report sent by CSE should reveal such buying/selling?

(scenario - sold A at 12 and bought it back at 11.6, now the client would not notice the quantity of A would have not changed)

Redbulls

Redbulls

Director - Equity Analytics

Posts : 6053
Equity Stars : 16262
Reputation : 770
Join date : 2012-02-14

CDS statement will show the transactions plus bought/sold note will be dispatched to the clent from the broker's finance department no?

ccsentha

ccsentha

Vice President - Equity Analytics

Posts : 1021
Equity Stars : 6469
Reputation : 20
Join date : 2011-04-22

Redbulls wrote:CDS statement will show the transactions plus bought/sold note will be dispatched to the clent from the broker's finance department no?

can they stop/skip the financial note sent from the broker?

(just imagining few thoughts.....)

Redbulls

Redbulls

Director - Equity Analytics

Posts : 6053
Equity Stars : 16262
Reputation : 770
Join date : 2012-02-14

ccsentha wrote:

Redbulls wrote:CDS statement will show the transactions plus bought/sold note will be dispatched to the clent from the broker's finance department no?

can they stop/skip the financial note sent from the broker?

(just imagining few thoughts.....)

Possible if some senior managers involved.

salt

salt

Vice President - Equity Analytics

Posts : 1345
Equity Stars : 8010
Reputation : 90
Join date : 2011-01-31

මේක තමා මෙයාගේ අලුත්ම සෙල්ලම
වෙටෙන කතා කියා කියා ඉඳල දන තව කතාවක් ගේනවා
ඔය ඔක්කොම මෙයාගේ කතා හරි මල්ලි ( නංගි ) ඔයා කතා කියන්න

malanp

malanp

Senior Manager - Equity Analytics

Posts : 382
Equity Stars : 5049
Reputation : 16
Join date : 2012-03-02

how did you get this information?
same source that market will fall by 550 points??

Teller

Teller

Moderator

Posts : 5640
Equity Stars : 17326
Reputation : 232
Join date : 2013-06-25
Location : Abhudhabi

I have full responsibilities of all my statements.I care more of your money than my money.I earned enough from CSE.

Redbulls

Redbulls

Director - Equity Analytics

Posts : 6053
Equity Stars : 16262
Reputation : 770
Join date : 2012-02-14

Teller wrote:I have full responsibilities of all my statements.I care more of your money than my money.I earned enough from CSE.

Oh really!!

Aubrey Perera

Aubrey Perera

Vice President - Equity Analytics

Posts : 1005
Equity Stars : 7417
Reputation : 12
Join date : 2013-03-12

smallville

smallville

Associate Director - Equity Analytics

Posts : 4119
Equity Stars : 10301
Reputation : 530
Join date : 2011-02-03
Location : Back on Earth

Teller wrote:I have full responsibilities of all my statements.I care more of your money than my money.I earned enough from CSE.

Firstly, the main purpose of the stock market is to make fools of as many men as possible.
Then, the stock market will always be more about capitalizing on dumb people than about investing in good companies.

Finally, if stock market experts were so expert, they would be buying stock, not selling advice.

Now about you..
"If you do the job badly enough, sometimes you don't get asked to do it again."

Sponsored content

Name*:
Phone number:
Email address*:
Comments*:
* - required fields	Learn

Name*:
Phone number:
Email address*:
Comments*:
* - required fields	Learn

Latest topics

20+ Investment Advisors are getting warning letters.

1 20+ Investment Advisors are getting warning letters. Tue Jul 02, 2013 9:28 pm

Teller

2 Re: 20+ Investment Advisors are getting warning letters. Tue Jul 02, 2013 10:05 pm

KDDND

3 Re: 20+ Investment Advisors are getting warning letters. Tue Jul 02, 2013 10:19 pm

rainmaker

4 Re: 20+ Investment Advisors are getting warning letters. Wed Jul 03, 2013 12:59 am

ccsentha

5 Re: 20+ Investment Advisors are getting warning letters. Wed Jul 03, 2013 1:03 am

Redbulls

6 Re: 20+ Investment Advisors are getting warning letters. Wed Jul 03, 2013 1:04 am

ccsentha

7 Re: 20+ Investment Advisors are getting warning letters. Wed Jul 03, 2013 1:08 am

Redbulls

8 Re: 20+ Investment Advisors are getting warning letters. Wed Jul 03, 2013 10:10 am

salt

9 Re: 20+ Investment Advisors are getting warning letters. Wed Jul 03, 2013 10:47 am

malanp

10 Re: 20+ Investment Advisors are getting warning letters. Wed Jul 03, 2013 3:08 pm

Teller

11 Re: 20+ Investment Advisors are getting warning letters. Wed Jul 03, 2013 3:10 pm

Redbulls

12 Re: 20+ Investment Advisors are getting warning letters. Wed Jul 03, 2013 11:19 pm

Aubrey Perera

13 Re: 20+ Investment Advisors are getting warning letters. Thu Jul 04, 2013 9:42 pm

smallville

14 Re: 20+ Investment Advisors are getting warning letters.

Sponsored content

New topics